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CSA Consider an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers

February 06, 2020

Introduction On February 14, 2003, in an effort to enhance electronic delivery of documents, the Canadian Securities Administrators (“CSA”) implemented National Policy 11-201 – Delivery of Documents by Electronic Means (“NP 11-201”) to impose delivery requirements to be applied in a manner that accommodates technological developments without undermining investor protection. On April 6, 2017, the CSA published a consultation paper to identify and consider areas of securities legislation applicable to non-investment fund reporting issuers (“issuers”) that could benefit from a reduction of undue regulatory burden, without compromising investor protection and the efficiency of the capital markets. Enhancing electronic delivery of documents was identified as one area where a broader review may be warranted. Commenters responding to that consultation were generally supportive of developments which would further facilitate electronic delivery of documents. On March 27, 2018, CSA staff published...

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